BDO LLP

• Principal Place of Business

  55 Baker Street

  London

  W1U 7EU

  UNITED KINGDOM

  Phone

  +4402074865888

  Web

  https://www.bdo.co.uk

• Complaints Contact

  55 Baker Street

  London

  W1U 7EU

  UNITED KINGDOM

  Phone

  +4402074865888

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• David Mark Anderson

  IRN DMA01062

  • CF4 Partner (21 Jul 2008 to 1 Apr 2009)
• Deborah Jane Gudgeon

  IRN DJG01172

  • CF30 Customer (1 Nov 2007 to 16 Mar 2009)
  • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
• Dermot Colin Anthony Mathias

  IRN DCM01100

  • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
  • CF4 Partner (2 Aug 2005 to 1 Oct 2010)
  • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
• Derrick Robert Paterson

  IRN DRP01099

  • CF11 Money Laundering Reporting (1 Jul 2007 to 24 Sep 2010)
• Duncan Alexander Lamb

  IRN DXL01579

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Duncan Raphael Chandler

  IRN DRC01149

  • [FCA CF] Client dealing (since 29 Jun 2021)
• Gary Chapman

  IRN GXC01563

  • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
  • CF23 Corporate Finance Adviser (22 Oct 2007 to 31 Oct 2007)
• Gayle Elizabeth Bowen

  IRN GXB01351

  • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
  • CF23 Corporate Finance Adviser (22 Oct 2007 to 31 Oct 2007)
• Gervase MacGregor

  IRN GXM01754

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 May 2022)
  • CF4 Partner (21 Jul 2008 to 29 Nov 2019)
• Gordon David Carstairs

  IRN GXC00497

  • [FCA CF] Client dealing (since 1 Aug 2023)

No changes recorded yet.