Date authorised
1 July 2016
Companies House
OC404426
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800
  • Complaints Contact

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

    Show 1 limitation
    • · The firm's permission is limited to BC Partners Advisors LLP, who is considered to be a collective investment scheme under section 235 of FSMA, and to no other collective investment scheme
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pauline Michele Spire

    IRN PMS01237

    • [FCA CF] Material risk taker (1 Aug 2022 to 9 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2024)
    • CF30 Customer (11 Oct 2017 to 8 Dec 2019)
  • Philipp Schwalber

    IRN PXS01296

    • [FCA CF] Material risk taker (since 7 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (31 May 2022 to 8 Apr 2026)
    • CF4 Partner (25 Sep 2017 to 28 Oct 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • Piero Leporelli

    IRN PXL00194

    • [FCA CF] Client dealing (since 21 Jul 2021)
  • Sheilja Atul Patel

    IRN SXP29079

    • [FCA CF] Client dealing (11 Feb 2020 to 31 Oct 2023)
  • Simren Priestley

    IRN SXP00561

    • [FCA CF] Client dealing (14 Feb 2022 to 10 Nov 2023)
  • Stefano Ferraresi

    IRN SXF01133

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF4 Partner (1 Jul 2016 to 28 Oct 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Stefano Pietro Quadrio Curzio

    IRN SPQ01001

    • CF3 Chief Executive (1 Jul 2016 to 28 Apr 2017)
    • CF30 Customer (1 Jul 2016 to 28 Apr 2017)
    • CF4 Partner (1 Jul 2016 to 28 Apr 2017)
  • Stephan Madsen

    IRN SRM01183

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Dec 2021)
    • CF4 Partner (30 Jul 2019 to 28 Oct 2019)
    • CF30 Customer (4 Aug 2017 to 8 Dec 2019)
  • Stephane Charles Theuriau

    IRN SCT01056

    • [FCA CF] Client dealing (15 Apr 2021 to 20 Mar 2026)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
    • CF4 Partner (21 May 2018 to 28 Oct 2019)
  • Steven Tuck Jeng Tsang

    IRN SXT00295

    • [FCA CF] Material risk taker (7 Mar 2022 to 31 Dec 2024)
    • [FCA CF] Client dealing (17 Jun 2021 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.