Date authorised
1 July 2016
Companies House
OC404426
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800
  • Complaints Contact

    40 Portman Square
    London
    W1H 6DA
    UNITED KINGDOM
    Phone
    +442070094800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

    Show 1 limitation
    • · The firm's permission is limited to BC Partners Advisors LLP, who is considered to be a collective investment scheme under section 235 of FSMA, and to no other collective investment scheme
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Marie Coquis Power

    IRN LMS01053

    • CF30 Customer (1 Jul 2016 to 13 Apr 2018)
    • CF4 Partner (1 Jul 2016 to 13 Apr 2018)
  • Laurent Rene Roger Donin De Rosiere

    IRN LXD01129

    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (1 Jul 2016 to 28 Oct 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Laurian Douin

    IRN LXD01607

    • [FCA CF] Material risk taker (1 Jan 2023 to 20 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2026)
    • CF4 Partner (24 Jul 2018 to 28 Oct 2019)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Luke Charalambous

    IRN LXC00598

    • [FCA CF] Client dealing (3 Jul 2024 to 19 Sep 2025)
  • Marco Castelli

    IRN MXC02530

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (4 Aug 2016 to 28 Oct 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Mark Alan Spink

    IRN MAS01653

    • [FCA CF] Material risk taker (7 Feb 2022 to 30 Apr 2023)
    • CF4 Partner (24 Oct 2017 to 28 Oct 2019)
  • Mark Owen Richards

    IRN MOR01024

    • [FCA CF] Material risk taker (since 7 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF4 Partner (19 Aug 2019 to 28 Oct 2019)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Mark Philip Hersee

    IRN MPH01074

    • SMF27 Partner (since 29 Jun 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2016 to 28 Oct 2019)
  • Martin Stalla-Bourdillon

    IRN MXS06590

    • CF30 Customer (26 Sep 2018 to 5 Feb 2019)
  • Matthew David Tooth

    IRN MDT01052

    • CF4 Partner (1 Jul 2016 to 28 Oct 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.