Date authorised
1 April 2013
Companies House
04659849
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600
  • Complaints Contact

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Edward Bobby

    IRN DEB01059

    • CF1 Director (17 Feb 2006 to 18 Jan 2008)
    • CF2 Non Executive Director (14 Jan 2005 to 17 Feb 2006)
  • David Terence Hopwood

    IRN DTH01038

    • CF1 Director (AR) (30 Apr 2021 to 15 Feb 2023)
    • Responsible for Insurance Distribution (29 Apr 2021 to 15 Feb 2023)
    • SMF1 Chief Executive (29 Apr 2021 to 15 Feb 2023)
    • SMF3 Executive Director (29 Apr 2021 to 30 Jun 2023)
    • CF29 Significant management (14 Apr 2009 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Jan 2009)
  • Duncan Alexander Pagan

    IRN DAP01154

    • SMF1 Chief Executive (since 30 Sep 2025)
    • Responsible for Insurance Distribution (since 10 Sep 2025)
    • SMF3 Executive Director (since 14 Mar 2022)
    • CF1 Director (12 Nov 2007 to 8 Jan 2009)
  • Eric Galbraith

    IRN EXG01320

    • CF2 Non Executive Director (31 Jul 2013 to 19 Jan 2017)
  • Evan Craig Waks

    IRN ECW01020

    • CF28 Systems and controls (28 Mar 2013 to 19 Jan 2017)
  • Francois De Meneval

    IRN FXD01123

    • CF2 Non Executive Director (7 Jul 2010 to 12 Jun 2012)
  • Geoffrey Charles Bradford

    IRN GXB00063

    • CF1 Director (14 Jan 2005 to 30 Jun 2008)
  • George Boden

    IRN GXB01335

    • CF2 Non Executive Director (19 Mar 2010 to 19 Jan 2017)
  • Graham Marshall Coates

    IRN GMC01106

    • CF1 Director (6 Jun 2008 to 30 Sep 2011)
  • Grant Spencer Strickland

    IRN GXS00243

    • [FCA CF] Significant management (1 Dec 2021 to 31 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.