BBI INDEPENDENT FINANCIAL ADVISERS LIMITED

• Principal Place of Business

  BBI Independent Financial Advisers Ltd

  28/29 New Road

  Kidderminster

  Worcestershire

  DY10 1AF

  UNITED KINGDOM

  Phone

  +440156268926

  Web

  https://www.bbi-ifa.co.uk

• Complaints Contact

  BBI Independent Financial Advisers Ltd

  28/29 New Road

  Kidderminster

  Worcestershire

  DY10 1AF

  UNITED KINGDOM

  Phone

  +440156268926

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anna Cooper

  IRN AXC02213

  • CF1 Director (AR) (29 Mar 2010 to 17 Feb 2023)
• Dale Richard Powell

  IRN DRP00013

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF21 Investment Adviser
  • CF1 Director (AR) (28 May 2010 to 17 Feb 2023)
  • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
  • CF30 Customer (2 Jan 2008 to 17 Feb 2023)
  • CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
  • CF1 Director (2 Jan 2008 to 8 Dec 2019)
• George Richard Powell

  IRN GRP01075

  • CF1 Director (AR) (29 Mar 2010 to 17 Feb 2023)
• Timothy Leslie Hickman

  IRN TLH01036

  • CF30 Customer (23 Dec 2009 to 27 Sep 2011)

• BBI - Redsure Ltd (no longer appointed)

  FRN 520983 · Appointed 23 Mar 2010 · Until 25 Jul 2023

No changes recorded yet.