Date authorised
1 May 2002
Companies House
FC009267
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Bishopsgate
    Level 37
    London
    City Of London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402079555100
  • Complaints Contact

    8 Bishopsgate
    37 Level
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442079555100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Avril Rosamund French

    IRN ARF01036

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
  • Bastian Kehrls

    IRN BXK01115

    • CF21 Investment Adviser (17 Jun 2004 to 31 Dec 2004)
  • Ben Clayson

    IRN BXC01121

    • CF26 Customer Trading (1 Dec 2001 to 22 May 2002)
  • Bernhard Russ

    IRN BXR01074

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bjoern Michael Joerg Hofmann

    IRN BMH01064

    • [FCA CF] Proprietary trader (1 Mar 2018 to 30 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2022)
    • CF30 Customer (30 Apr 2015 to 6 Mar 2016)
  • Brandon Reginald Sears

    IRN BRS01024

    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
  • Charlotte Redcliffe

    IRN CLR01055

    • CF30 Customer (18 Apr 2011 to 19 Jun 2014)
  • Christian Bernhard Oskar Eckstein

    IRN CXE43289

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Jul 2021)
  • Christian Zeitsch

    IRN CXZ01035

    • CF30 Customer (26 Apr 2011 to 3 Oct 2014)
  • Christoph Denis Weaver

    IRN CDW01096

    • SMF19 Head of Overseas Branch/Head of Overseas (22 Jul 2022 to 11 Aug 2025)
    • SMF21 EEA Branch Senior Manager (EBSM) (4 Jul 2016 to 21 Jul 2022)
    • CF29 Significant management (1 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

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