BAWA Healthcare and Leisure

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Issues Insurance

For All, Accident, Sickness
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Eustace
IRN AXE01635
- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SIMF25 Small Insurer Senior Manager (28 Aug 2018 to 9 Dec 2018)
- Responsible for Insurance Mediation (28 Aug 2018 to 30 Sep 2018)
- CF11 Money Laundering Reporting (28 Aug 2018 to 9 Dec 2018)
- CF10 Compliance Oversight (28 Aug 2018 to 9 Dec 2018)
Barbara Ann French
IRN BAF01031
- CF29 Significant management (3 Jul 2009 to 9 Dec 2018)
George Greer Brown
IRN GGB01009
- CF1 Director (1 Dec 2001 to 30 Apr 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2006)
James William Bishop
IRN JWB01050
- Responsible for Insurance Distribution (8 Oct 2018 to 8 Oct 2018)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 8 Oct 2018)
- CF1 Director (1 May 2006 to 6 Mar 2016)
- CF10 Compliance Oversight (1 May 2006 to 8 Oct 2018)
- CF11 Money Laundering Reporting (1 May 2006 to 8 Oct 2018)
- CF8 Apportionment and Oversight (1 May 2006 to 8 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Oct 2018)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
Paul David Chilcott
IRN PDC01113
- CF8 Apportionment and Oversight (1 May 2006 to 30 Jun 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.