Date authorised
1 April 2013
Companies House
01448786
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Queensbury Circle Parade
    Stanmore
    Middlesex
    HA7 1EY
    UNITED KINGDOM
    Phone
    +4402082060088
  • Complaints Contact

    4 Queensbury Circle Parade
    Stanmore
    Middlesex
    HA7 1EY
    UNITED KINGDOM
    Phone
    +4402082060088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Peter Baxter

    IRN JPB00064

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Feb 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 16 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Jan 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 16 Jan 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Nalin Mahinda Jayawardena

    IRN NMJ00006

    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • Rosalind Pearl Baxter

    IRN RXB00381

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 31 Oct 2022)
  • Rosalind Pearl Baxter

    IRN RPB00043

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Stephen David Moss

    IRN SDM01173

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • NJ Consulting (no longer appointed)

    FRN 849681 · Appointed 5 Dec 2019 · Until 17 Jun 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.