Date authorised
1 April 2013
Companies House
03957323
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 9
    Decimus Park
    Kingstanding Way
    Tunbridge Wells
    Kent
    TN2 3GP
    UNITED KINGDOM
    Phone
    +441892501501
  • Complaints Contact

    Unit 9
    Decimus Park
    Kingstanding Way
    Tunbridge Wells
    Kent
    TN2 3GP
    UNITED KINGDOM
    Phone
    +441892501501

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Harvey

    IRN DJH01358

    • SMF3 Executive Director (9 Dec 2019 to 25 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Jan 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Mark Rigby

    IRN MXR02609

    • SMF3 Executive Director (25 Jan 2022 to 21 Sep 2023)
    • Responsible for Insurance Distribution (25 Jan 2022 to 21 Sep 2023)
  • Paul Howard Dunn

    IRN PHD01023

    • Responsible for Insurance Distribution (since 2 Feb 2024)
    • SMF3 Executive Director (since 20 Jan 2022)
  • Raymond Westwick

    IRN RXW01894

    • SMF3 Executive Director (since 19 May 2025)
  • Sean Colin Still

    IRN SCS01106

    • CF1 Director (8 Dec 2005 to 17 Jan 2011)
  • Uwais Patel

    IRN UXP18174

    • SMF3 Executive Director (since 25 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.