Barons Capital Partners Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Masons Yard34 High Street WimbledonLondonSW19 5BYUNITED KINGDOM- Phone
- +4402078232662
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Complaints Contact
Masons Yard34 High Street WimbledonLondonSW19 5BYUNITED KINGDOM- Phone
- +4402078232662
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Leon John Palin
IRN ALP01044
- CF23 Corporate Finance Adviser (24 May 2002 to 18 Sep 2004)
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Antares Sanchez Dos Reis
IRN ASR01076
- CF30 Customer (1 Jun 2010 to 22 Feb 2013)
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Carl Henning Cato Krysl
IRN CHK01020
- CF30 Customer (24 Jun 2010 to 4 Jun 2014)
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Eric Frank Kohn
IRN EFK01003
- SMF1 Chief Executive (since 28 Oct 2025)
- SMF9 Chair of the Governing Body (since 28 Oct 2025)
- SMF3 Executive Director (since 28 Oct 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Laurens Feleus
IRN LXF01063
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF23 Corporate Finance Adviser (8 Mar 2002 to 31 Oct 2007)
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Maurice Christian Harbison
IRN MCH01058
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF23 Corporate Finance Adviser (14 Sep 2004 to 31 Oct 2007)
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Michael John Oaten
IRN MJO01083
- CF1 Director (26 Apr 2002 to 4 Jun 2014)
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Michael Paul Grant
IRN MPG01051
- CF30 Customer (1 Nov 2007 to 4 Jun 2014)
- CF23 Corporate Finance Adviser (14 Feb 2006 to 31 Oct 2007)
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Peter Rislin Sorensen
IRN PRS01114
- CF30 Customer (9 May 2008 to 31 Dec 2012)
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Stephen Clive Hedley Jennings
IRN SCJ01022
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.