Date authorised
1 April 2013
Companies House
02271932
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Masons Yard
    34 High Street Wimbledon
    London
    SW19 5BY
    UNITED KINGDOM
    Phone
    +4402078232662
  • Complaints Contact

    Masons Yard
    34 High Street Wimbledon
    London
    SW19 5BY
    UNITED KINGDOM
    Phone
    +4402078232662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Leon John Palin

    IRN ALP01044

    • CF23 Corporate Finance Adviser (24 May 2002 to 18 Sep 2004)
  • Antares Sanchez Dos Reis

    IRN ASR01076

    • CF30 Customer (1 Jun 2010 to 22 Feb 2013)
  • Carl Henning Cato Krysl

    IRN CHK01020

    • CF30 Customer (24 Jun 2010 to 4 Jun 2014)
  • Eric Frank Kohn

    IRN EFK01003

    • SMF1 Chief Executive (since 28 Oct 2025)
    • SMF9 Chair of the Governing Body (since 28 Oct 2025)
    • SMF3 Executive Director (since 28 Oct 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Laurens Feleus

    IRN LXF01063

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF23 Corporate Finance Adviser (8 Mar 2002 to 31 Oct 2007)
  • Maurice Christian Harbison

    IRN MCH01058

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF23 Corporate Finance Adviser (14 Sep 2004 to 31 Oct 2007)
  • Michael John Oaten

    IRN MJO01083

    • CF1 Director (26 Apr 2002 to 4 Jun 2014)
  • Michael Paul Grant

    IRN MPG01051

    • CF30 Customer (1 Nov 2007 to 4 Jun 2014)
    • CF23 Corporate Finance Adviser (14 Feb 2006 to 31 Oct 2007)
  • Peter Rislin Sorensen

    IRN PRS01114

    • CF30 Customer (9 May 2008 to 31 Dec 2012)
  • Stephen Clive Hedley Jennings

    IRN SCJ01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.