Barnwald Limited

Date authorised
12 August 2016
Companies House
03055705
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    226 Benfleet Road
    Benfleet
    Essex
    SS7 1QQ
    UNITED KINGDOM
    Phone
    +441702556998

  • Complaints Contact

    226 Benfleet Road
    Benfleet
    Essex
    SS7 1QQ
    UNITED KINGDOM
    Phone
    +441702551131

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Clapton

    IRN EXC00025

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Aug 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Aug 2016 to 8 Dec 2019)
  • Jack Arthur Clapton

    IRN JXC13660

    • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
  • Mark Clapton

    IRN MXC01340

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (12 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • Michael Geoffrey Bell

    IRN MGB01060

    • [FCA CF] Client dealing (1 Jun 2021 to 2 Nov 2021)
  • Susannah Caroline Clapton

    IRN SCC01150

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MGB Commodities Ltd (no longer appointed)

    FRN 951905 · Appointed 28 May 2021 · Until 19 Oct 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.