Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Hawley

  IRN CJH01407

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jan 2023)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
• Christopher James Pritchard

  IRN CJP01241

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
• Christopher James Ramsey

  IRN CXR00347

  • SMF27 Partner (28 Jun 2022 to 3 Apr 2025)
• Christopher John Stuart Parnell Daly

  IRN SXD01293

  • CF30 Customer (14 Apr 2009 to 26 Oct 2011)
• Christopher William Powell

  IRN CXP19191

  • [FCA CF] Client dealing (since 31 Jul 2020)
• Christophor Richard Ward

  IRN CRW01122

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Claire Frances Atkinson

  IRN CXA00086

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2022)
• Claire Louise Rees

  IRN CXR00450

  • [FCA CF] Client dealing (since 11 Jul 2023)
• Clare Patricia Keeffe

  IRN CPD01084

  • [FCA CF] Client dealing (23 Nov 2023 to 1 Aug 2025)
• Clive Martin Grimley

  IRN CMG00003

  • CF4 Partner (27 Mar 2009 to 31 May 2013)
  • CF30 Customer (27 Mar 2009 to 15 Dec 2010)

No changes recorded yet.