Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Smith

  IRN AXS01821

  • [FCA CF] Client dealing (since 28 Mar 2023)
• Andrew James Sutherland

  IRN AXS00455

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (3 Mar 2020 to 14 Dec 2022)
  • [FCA CF] Client dealing (3 Mar 2020 to 14 Dec 2022)
• Andrew John Vaughan

  IRN AJV01014

  • SMF1 Chief Executive (since 27 Aug 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Oct 2011 to 8 Dec 2019)
• Andrew Richard Coveney

  IRN ARC01108

  • CF4 Partner (27 Mar 2009 to 23 Sep 2011)
  • CF30 Customer (27 Mar 2009 to 3 May 2011)
• Andrew Robert Parker

  IRN ARP01088

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Andrew Robert Twells

  IRN ART01101

  • CF30 Customer (23 Apr 2009 to 15 Nov 2012)
  • CF4 Partner (27 Mar 2009 to 31 May 2015)
• Andrew Steven Turnbull

  IRN AST01082

  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Anthony Mark Broadhurst

  IRN AXB00465

  • [FCA CF] Significant management (9 Dec 2019 to 21 Nov 2025)
• Anthony Warren Davies

  IRN AWD01062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Sep 2015 to 1 Oct 2019)
• Barbara Jane Fewkes

  IRN BJF01071

  • SMF27 Partner (9 Dec 2019 to 31 Aug 2023)
  • CF4 Partner (26 Jun 2018 to 8 Dec 2019)

No changes recorded yet.