Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ruth Bala

    IRN RXB00643

    • Director of firm who is not a certification employee or a SMF manager (since 19 May 2022)
  • Sarah Helen Crowther

    IRN SXC01438

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2024)
  • Sarah Louise Jacobs

    IRN SLJ01043

    • CF1 Director (AR) (17 Jan 2005 to 30 Apr 2021)
  • Sharif Asim Shivji

    IRN SAS01332

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 4 Jan 2024)
    • CF2 Non Executive Director (4 Jan 2012 to 6 Mar 2016)
  • Simon Salzedo

    IRN SXS35832

    • SMF11 Chair of the Audit Committee (since 16 Apr 2025)
    • SMF10 Chair of the Risk Committee (since 16 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Sioban Mary Healy

    IRN SMH01112

    • CF2 Non Executive Director (1 Dec 2001 to 14 Jun 2011)
  • Stephen Joseph Arthur

    IRN SJA01183

    • CF2 Non Executive Director (10 Mar 2011 to 6 Mar 2016)
  • Stephen Worthington

    IRN SXW01217

    • CF2 Non Executive Director (1 Dec 2001 to 14 Jun 2011)
  • Sushma Ananda

    IRN SXA00456

    • Director of firm who is not a certification employee or a SMF manager (since 28 Sep 2021)
  • Thomas Ashley Coghlin

    IRN TXC35027

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.