Bank Sepah International Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Senior staff personally approved by the FCA to hold their roles here.

William David Reid Swanney
IRN WDS01018
- SMF9 Chair of the Governing Body (7 Mar 2016 to 28 Feb 2019)
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 4 Oct 2016)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 28 Feb 2019)
- CF2 Non Executive Director (14 Apr 2004 to 6 Mar 2016)
Zaheer Hussain
IRN ZXH01011
- CF10 Compliance Oversight (1 Aug 2002 to 26 Sep 2004)
- CF11 Money Laundering Reporting (24 May 2002 to 14 Aug 2003)
- CF15 Internal Audit (24 May 2002 to 26 Sep 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.