Bank Sepah International Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Senior staff personally approved by the FCA to hold their roles here.

Abdollah Emadi Allahyari
IRN EAA01016
- CF8 Apportionment and Oversight (17 Dec 2003 to 14 Jan 2004)
- CF1 Director (1 Dec 2001 to 14 Jan 2004)
Ahmad Derakhshandeh
IRN AXD01623
- CF2 Non Executive Director (3 Jan 2006 to 26 Mar 2007)
Alan Frederick Pallett
IRN AFP01019
- CF11 Money Laundering Reporting (28 Aug 2003 to 12 Aug 2004)
- CF17 Significant Mgt (Other Business Operations) (28 Aug 2003 to 24 Mar 2005)
Ali-Reza Shirani-Chaharsoughi
IRN AXS01667
- CF2 Non Executive Director (1 Dec 2001 to 17 Mar 2004)
Brian Page Constant
IRN BPC01091
- CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2009)
Christine Johnston
IRN CXJ01206
- SMF16 Compliance Oversight (since 23 Jan 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2018)
Colin John Mellor Finlayson
IRN CJF01124
- CF28 Systems and controls (4 Jan 2008 to 25 Apr 2008)
Edward Charles Carling
IRN EXC00101
- SMF4 Chief Risk (since 27 May 2021)
Edward Gary Abbott
IRN EGA01006
- CF10 Compliance Oversight (16 Jun 2004 to 7 Dec 2004)
- CF11 Money Laundering Reporting (16 Jun 2004 to 7 Dec 2004)
Gary Bishop
IRN GXB01813
- SMF18 Other Overall Responsibility (since 26 Nov 2020)
- [FCA CF] Significant management (7 Mar 2016 to 25 Nov 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.