Bank of Taiwan

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Shih-Chia Sun
IRN SXS05421
- SMF19 Head of Overseas Branch/Head of Overseas (since 16 Jan 2025)
Shu-Chen Chang
IRN SXC02802
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 13 Dec 2017)
- CF3 Chief Executive (2 Mar 2016 to 6 Mar 2016)
Ti-Kang Wang
IRN TXW01298
- CF10 Compliance Oversight (3 Jun 2008 to 14 Jan 2011)
- CF11 Money Laundering Reporting (3 Jun 2008 to 14 Jan 2011)
Tsung-Jen Chen
IRN TXC01274
- CF8 Apportionment and Oversight (10 Aug 2006 to 31 Mar 2009)
- CF3 Chief Executive (10 Aug 2006 to 3 Aug 2011)
Ye-Chin Chiou
IRN YXC01112
- CF1 Director (28 Nov 2013 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.