BANK OF CHINA (UK) LIMITED

• Principal Place of Business

  Bank Of China (UK) Ltd

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828888

  Web

  https://www.bankofchina.com/uk/

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828863

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to Introducing employees to an electric vehicle scheme

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Yiru Jia

  IRN YXJ87464

  • [FCA CF] Manager of certification employee (since 3 Mar 2020)
  • [FCA CF] Material risk taker (3 Mar 2020 to 25 Jan 2023)
• Yiyin Qi

  IRN YXQ44670

  • [FCA CF] Functions requiring qualifications (18 Mar 2019 to 18 Dec 2023)
• You Bao

  IRN YXB00007

  • [FCA CF] Material risk taker (29 Jan 2021 to 21 May 2021)
• Yu Chen Holland

  IRN YXH44304

  • [FCA CF] Material risk taker (25 Jun 2018 to 11 Feb 2022)
• Yu Hong

  IRN YXH44656

  • [FCA CF] Client dealing (5 Jun 2018 to 31 Dec 2022)
• Yu Sun

  IRN YXS01241

  • SMF9 Chair of the Governing Body (29 Nov 2018 to 21 Sep 2021)
  • SMF1 Chief Executive (7 Mar 2016 to 29 Nov 2018)
  • CF1 Director (10 Mar 2015 to 6 Mar 2016)
  • CF3 Chief Executive (10 Mar 2015 to 6 Mar 2016)
• Yun Bai

  IRN YXB44325

  • [FCA CF] Material risk taker (27 Oct 2017 to 6 Mar 2022)
• Zachary Prince

  IRN ZRP01002

  • [FCA CF] Material risk taker (7 Mar 2016 to 17 Nov 2019)
• Zeyu Wang

  IRN ZXW44633

  • [FCA CF] Material risk taker (28 Sep 2018 to 29 Sep 2020)
  • [FCA CF] Manager of certification employee (28 Sep 2018 to 29 Sep 2020)
• Zhe Li

  IRN ZXL44356

  • [FCA CF] Material risk taker (1 Sep 2018 to 6 Mar 2022)

No changes recorded yet.