BANK OF CHINA (UK) LIMITED

• Principal Place of Business

  Bank Of China (UK) Ltd

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828888

  Web

  https://www.bankofchina.com/uk/

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828863

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · Limited to Introducing employees to an electric vehicle scheme

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Liang Xiao

  IRN LXX01018

  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Feb 2023)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 14 Feb 2023)
  • Responsible for Insurance Mediation (11 Jan 2016 to 30 Sep 2018)
  • CF29 Significant management (11 Jan 2016 to 6 Mar 2016)
• Liang Zhong

  IRN LXZ44323

  • [FCA CF] Material risk taker (7 Mar 2016 to 16 May 2020)
• Lijuan Zhang

  IRN LXZ00056

  • Director of firm who is not a certification employee or a SMF manager (since 18 Aug 2025)
• Lin Shen

  IRN LXS44352

  • [FCA CF] Material risk taker (1 Feb 2020 to 6 Mar 2022)
• Ling Xu

  IRN LXX44665

  • [FCA CF] Manager of certification employee (31 Jan 2017 to 15 Feb 2021)
  • [FCA CF] Material risk taker (31 Jan 2017 to 15 Feb 2021)
• Long Yue

  IRN LXY01022

  • CF28 Systems and controls (1 Nov 2007 to 14 Apr 2014)
  • CF15 Internal Audit (24 Sep 2007 to 31 Oct 2007)
• Mark Brown

  IRN MXB43210

  • [FCA CF] Material risk taker (18 Mar 2019 to 28 Feb 2021)
• Martin Caslavka

  IRN MXC44332

  • [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2022)
• Martin Simon Collard

  IRN MSC01097

  • [FCA CF] Manager of certification employee (since 29 Jan 2026)
  • [FCA CF] Material risk taker (since 29 Jan 2026)
  • [FCA CF] Material risk taker (18 Oct 2021 to 6 Mar 2022)
• Mei Wah Mo

  IRN MWM01068

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (8 May 2012 to 10 Jul 2014)

No changes recorded yet.