Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jorge Negre Salinas

    IRN JXN00417

    • [FCA CF] Client dealing (since 12 Mar 2026)
  • Jose Alberto Platas Casal

    IRN JXA00769

    • [FCA CF] Client dealing (since 2 Sep 2025)
    • [FCA CF] Proprietary trader (since 2 Sep 2025)
  • Jose Castello

    IRN JXC01647

    • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2002 to 11 Aug 2003)
    • CF9 EEA Investment Business Oversight (30 Sep 2002 to 11 Aug 2003)
  • Jose Julia

    IRN JXJ35697

    • [FCA CF] Client dealing (23 Feb 2017 to 31 Dec 2021)
  • Jose Leitao

    IRN JXL38450

    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Jose Sanchez-Romero

    IRN JXS35761

    • [FCA CF] Client dealing (since 22 Aug 2017)
  • Jose Valcarcel

    IRN JXV01045

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Josep-Maria Farres

    IRN JXF01182

    • CF30 Customer (9 May 2008 to 30 Sep 2008)
  • Joseph Charles

    IRN JXC00580

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Proprietary trader (26 Mar 2021 to 8 Mar 2024)
  • Joseph Hosier

    IRN JXH35685

    • [FCA CF] Client dealing (since 1 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

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