Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bradley Mark Wright

    IRN BMW01054

    • [FCA CF] Client dealing (since 29 Jan 2026)
    • [FCA CF] Proprietary trader (since 29 Jan 2026)
    • [FCA CF] Manager of certification employee (since 29 Jan 2026)
  • Bradley Miles

    IRN BRM01069

    • [FCA CF] Manager of certification employee (21 Jul 2022 to 25 Sep 2023)
    • [FCA CF] Client dealing (21 Jul 2022 to 25 Sep 2023)
  • Brian Darrer

    IRN BXD00317

    • [FCA CF] Proprietary trader (since 10 Dec 2025)
    • [FCA CF] Client dealing (since 10 Dec 2025)
  • Brian O'Keeffe

    IRN BCO01011

    • [PRA CF] Managing a material risk taker (since 21 Sep 2023)
    • [FCA CF] Client dealing (since 5 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 May 2023)
    • [FCA CF] Significant management (since 24 May 2023)
    • [FCA CF] Material risk taker (since 24 May 2023)
    • [FCA CF] Manager of certification employee (since 24 May 2023)
  • Britta Steinberg

    IRN BXS35914

    • [FCA CF] Client dealing (23 Jul 2019 to 15 Jan 2020)
  • Brooke Mills

    IRN BSJ01031

    • [FCA CF] Client dealing (since 4 Dec 2018)
    • [FCA CF] Client dealing (1 Mar 2018 to 4 Dec 2018)
    • CF30 Customer (26 Sep 2013 to 4 Dec 2015)
  • CRISTINA DE MONTALVO CLEOFE

    IRN CXD01668

    • CF30 Customer (4 Jun 2013 to 6 Mar 2016)
  • Cahal Docherty

    IRN CXD00584

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Caio Ghiberti

    IRN CXG01647

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Feb 2018)
    • CF30 Customer (17 Dec 2014 to 6 Mar 2016)
  • Camilla Alexandra Rae

    IRN CAP01117

    • CF30 Customer (29 Aug 2012 to 31 Oct 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.