Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashmi Deb

    IRN AXD01158

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Atharv Desai

    IRN AXD00967

    • [FCA CF] Client dealing (since 20 Sep 2024)
  • Augustus Harper

    IRN AXH01146

    • [FCA CF] Client dealing (9 Sep 2024 to 4 Dec 2025)
  • Aurelia Sigrid Sarah Faure

    IRN AXF01336

    • [FCA CF] Client dealing (1 Mar 2017 to 18 Jan 2023)
    • CF30 Customer (20 Sep 2010 to 6 Mar 2016)
  • Austin Scronce

    IRN AXS05036

    • [FCA CF] Proprietary trader (since 9 Nov 2023)
    • [FCA CF] Client dealing (since 9 Nov 2023)
  • Axel Keddie

    IRN AXK00658

    • [FCA CF] Client dealing (31 Jan 2023 to 12 Jun 2024)
  • BENJAMIN THOMAS WHITE

    IRN BTW01023

    • CF30 Customer (14 Dec 2015 to 6 Mar 2016)
  • BENOIT MARIVIN

    IRN BXM01645

    • [FCA CF] Client dealing (7 Mar 2016 to 8 May 2019)
    • CF30 Customer (29 Jun 2011 to 6 Mar 2016)
  • BRUNO FUMACH

    IRN BXF01258

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (27 Jan 2016 to 6 Mar 2016)
  • Babar Masud Mufti

    IRN BXM01346

    • [FCA CF] Client dealing (since 6 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

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