Balyasny Asset Management (UK) LLP

• Principal Place of Business

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

  Web

  https://www.bamfunds.com

• Complaints Contact

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Santos Palacios

  IRN SXP01273

  • [FCA CF] Client dealing (2 May 2023 to 24 Jun 2024)
  • [FCA CF] Manager of certification employee (2 May 2023 to 24 Jun 2024)
• Scott Harvey Schroeder

  IRN SHS01046

  • CF4 Partner (7 Jun 2005 to 7 Jun 2005)
• Sean Hammersley

  IRN SAH01229

  • [FCA CF] Manager of certification employee (since 1 Mar 2025)
  • [FCA CF] Client dealing (since 4 Jul 2024)
• Sean Jacob Nordqvist

  IRN SXN40464

  • [FCA CF] Client dealing (22 Mar 2021 to 12 Jan 2024)
• Sebastiaan Josée Guy Frieda De Boe

  IRN SXD01950

  • SMF27 Partner (since 7 Mar 2023)
  • [FCA CF] Client dealing (since 10 Mar 2021)
  • [FCA CF] Material risk taker (since 10 Mar 2021)
  • [FCA CF] Manager of certification employee (since 10 Mar 2021)
  • CF30 Customer (7 Nov 2017 to 8 Dec 2019)
• Sentoor Kumaran Kanagasabapathy

  IRN SKK01021

  • [FCA CF] Client dealing (22 Mar 2021 to 15 Dec 2023)
• Sergey Badikov

  IRN SXB38188

  • [FCA CF] Client dealing (11 Dec 2024 to 20 Mar 2026)
• Shane Charles James

  IRN SCJ01041

  • CF30 Customer (22 Apr 2009 to 22 Apr 2009)
  • CF4 Partner (22 Apr 2009 to 22 Apr 2009)
• Shenning Wang

  IRN SXW00794

  • [FCA CF] Client dealing (17 Aug 2023 to 18 Mar 2024)
• Sheroz Zia

  IRN SXZ00037

  • [FCA CF] Client dealing (since 1 Mar 2025)

No changes recorded yet.