Balyasny Asset Management (UK) LLP

• Principal Place of Business

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

  Web

  https://www.bamfunds.com

• Complaints Contact

  Balyasny Asset Management UK LLP

  23 King Street

  London

  Westminster

  SW1Y 6QY

  UNITED KINGDOM

  Phone

  +4402071490000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Demetris Petinou

  IRN DXP01772

  • [FCA CF] Client dealing (19 Mar 2021 to 31 Dec 2023)
• Dennis Ou

  IRN DXO65937

  • [FCA CF] Client dealing (17 Nov 2022 to 3 Jul 2023)
• Derrick Kanngiesser

  IRN DXK00428

  • [FCA CF] Client dealing (since 28 Mar 2025)
• Devika Agarwal

  IRN DXA00418

  • [FCA CF] Manager of certification employee (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 1 Sep 2024)
• Dieter Magda Dirk De Ridder

  IRN DXD00162

  • [FCA CF] Client dealing (22 Mar 2021 to 31 Oct 2022)
• Dimitry Korsunsky

  IRN DXK01288

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2020)
  • CF30 Customer (5 May 2018 to 8 Dec 2019)
• Dina Guirguis

  IRN DXG01671

  • [FCA CF] Material risk taker (11 Jan 2022 to 18 Apr 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 18 Apr 2023)
  • CF3 Chief Executive (26 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Aug 2016 to 8 Dec 2019)
• Dominic Patrick O'Brien

  IRN DPO01036

  • [FCA CF] Client dealing (19 Mar 2021 to 9 Sep 2024)
  • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
• Duncan Matthew Elmer

  IRN DME01042

  • [FCA CF] Client dealing (since 26 Aug 2022)
• Dylan Brown

  IRN DXB00748

  • [FCA CF] Client dealing (since 7 Mar 2025)

No changes recorded yet.