Date authorised
1 April 2013
Companies House
04931050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bridge House
    Portland Road
    Malvern
    Worcestershire
    WR14 2TA
    UNITED KINGDOM
    Phone
    +4401684893006
  • Complaints Contact

    PIB Group
    Southgate House
    Southgate Street
    Gloucester
    Gloucestershire
    GL1 1UB
    UNITED KINGDOM
    Phone
    +4401684893006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Debt administration, limited to taking steps to perform duties or to exercise or to enforce rights under credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas David Mountifield

    IRN NXM10040

    • SMF1 Chief Executive (26 Jan 2023 to 31 Jan 2024)
    • Responsible for Insurance Distribution (26 Jan 2023 to 31 Jan 2024)
    • SMF3 Executive Director (26 Jan 2023 to 31 Jan 2024)
  • Nigel Bullen

    IRN NXB01357

    • CF1 Director (AR) (16 Nov 2005 to 31 Mar 2014)
  • Oliver Phillips

    IRN OXP00059

    • [FCA CF] Significant management (15 Sep 2023 to 29 Dec 2023)
  • Patricia Joan Bernard

    IRN PJB01528

    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2022)
    • CF1 Director (16 Sep 2014 to 8 Dec 2019)
  • Paul Antony Gerada

    IRN PXG00388

    • [FCA CF] Significant management (since 13 Jan 2026)
    • Responsible for Insurance Distribution (12 Apr 2024 to 15 Jul 2025)
    • SMF1 Chief Executive (12 Apr 2024 to 15 Jul 2025)
    • SMF3 Executive Director (12 Apr 2024 to 6 Nov 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 12 Apr 2024)
  • Paul Johnson

    IRN PXJ01543

    • SMF3 Executive Director (12 May 2023 to 30 Sep 2024)
  • Penelope Anne Stephen

    IRN PAS01343

    • CF5 Director of Unincorporated Association (AR) (23 Nov 2012 to 15 Feb 2014)
  • Rouji Begum-Arnold

    IRN RXB02082

    • CF1 Director (AR) (4 Jan 2011 to 16 Apr 2018)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • SMF3 Executive Director (29 Jan 2025 to 8 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.