Balance Legal Capital LLP

Date authorised
5 December 2019
Companies House
OC401304
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Southampton Buildings
    -
    London
    WC2A 1AL
    UNITED KINGDOM
    Phone
    +442035145116
    Web
    https://www.balancelegalcapital.com

  • Complaints Contact

    25 Southampton Buildings
    -
    London
    WC2A 1AL
    UNITED KINGDOM
    Phone
    +442035145116

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Lawrence Gold

    IRN DLG01069

    • [FCA CF] Client dealing (since 17 Dec 2020)
    • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
  • Ian Keith Terry

    IRN IXT09573

    • [FCA CF] Client dealing (since 17 Dec 2020)
    • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
  • James William Malcolm Houlker

    IRN JXH09576

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2019 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
  • Kylie Ansbro

    IRN KXA00246

    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Oliver Hayes

    IRN HXO09589

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2019 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
    • CF4 Partner (5 Dec 2019 to 8 Dec 2019)
  • Robert Rothkopf

    IRN RXR09596

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Dec 2019 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2019 to 8 Dec 2019)
  • Simon Burnett

    IRN SXB09600

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Dec 2019 to 8 Dec 2019)
    • CF30 Customer (4 Dec 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.