Date authorised
1 April 2013
Companies House
OC341436
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Montpelier House 106 Brompton Road
    London
    SW3 1JJ
    UNITED KINGDOM
    Phone
    +4402075901810
  • Complaints Contact

    Montpelier House
    106 Brompton Road
    London
    SW3 1JJ
    UNITED KINGDOM
    Phone
    +4402075901810

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lawrence William Barwick

    IRN LWB01019

    • CF30 Customer (20 Mar 2014 to 8 Dec 2019)
  • Lina Takla

    IRN LAT01026

    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • Louis Bastien Villa

    IRN LXV01055

    • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
  • Matthew Hooper

    IRN MXH03033

    • CF28 Systems and controls (10 Jun 2016 to 4 Sep 2018)
  • Monica Caamano

    IRN MXC03031

    • CF30 Customer (17 Jul 2015 to 3 Apr 2018)
  • Owen Daniel

    IRN OXD01106

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jun 2016 to 8 Dec 2019)
  • Paul Raymond Crouch

    IRN PRC01077

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
    • CF30 Customer (20 Jul 2016 to 8 Dec 2019)
  • Philippe Dan Ankaoua

    IRN PDA01049

    • CF30 Customer (8 Oct 2013 to 27 Apr 2018)
  • Ricardo Jorge Dos Santos Silva

    IRN RJS01414

    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Sarunas Mazeikis

    IRN SXM03133

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Oct 2025)
    • CF30 Customer (15 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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