Date authorised
1 April 2013
Companies House
OC341436
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Montpelier House 106 Brompton Road
    London
    SW3 1JJ
    UNITED KINGDOM
    Phone
    +4402075901810
  • Complaints Contact

    Montpelier House
    106 Brompton Road
    London
    SW3 1JJ
    UNITED KINGDOM
    Phone
    +4402075901810

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Bainbridge Aethel LLP

    IRN XXB01188

    • CF4 Partner (16 May 2018 to 20 Nov 2019)
  • . Bainbridge UK Services Ltd

    IRN XXB01064

    • CF4 Partner (12 Mar 2009 to 6 Dec 2019)
  • Andrew Harrison

    IRN AXH03224

    • [FCA CF] Significant management (9 Dec 2020 to 13 Dec 2022)
    • CF28 Systems and controls (10 Sep 2018 to 8 Dec 2019)
  • Anthony Yong

    IRN AXY01289

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Antoine Haddad

    IRN AXH01973

    • [FCA CF] Algorithmic trading (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (12 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (12 Mar 2009 to 8 Dec 2019)
    • CF3 Chief Executive (12 Mar 2009 to 8 Dec 2019)
  • Araceli Strassburger

    IRN AXS02411

    • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
  • Brett Shinnebarger

    IRN BXS01748

    • CF30 Customer (30 Jan 2013 to 1 Dec 2016)
  • CHAWKAT BENJAMIN NAMMOUR

    IRN CXN00253

    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Daniel Bloch

    IRN DXB02259

    • CF30 Customer (7 Oct 2013 to 12 Apr 2016)
  • David Johnson

    IRN DXJ01402

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Dec 2021)
    • CF30 Customer (15 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.