Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Robert Davies

  IRN CRD01088

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 6 Sep 2021)
  • CF30 Customer (25 Sep 2015 to 8 Dec 2019)
• Christopher Terence Haigh

  IRN CXH00138

  • [FCA CF] Client dealing (since 16 Mar 2020)
• Cian Whelan

  IRN CXW00099

  • [FCA CF] Client dealing (since 7 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
• Claire Byrne

  IRN CXB00164

  • [FCA CF] Manager of certification employee (since 30 Oct 2023)
  • [FCA CF] Client dealing (since 30 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2023)
• Claire Catriona Phillips

  IRN CCP01060

  • [FCA CF] Client dealing (since 30 Mar 2026)
  • [FCA CF] Client dealing (28 Oct 2020 to 31 Mar 2022)
  • CF30 Customer (24 May 2018 to 8 Dec 2019)
• Claire Elizabeth Swan

  IRN CEA01049

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (13 Oct 2020 to 25 Oct 2021)
  • CF30 Customer (14 Mar 2014 to 8 Dec 2019)
• Claire Luisa Shaw

  IRN CLM01102

  • [FCA CF] Manager of certification employee (since 29 Apr 2024)
  • [FCA CF] Client dealing (since 13 Dec 2019)
• Claire Margaret Maginnis

  IRN CXM00150

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
• Clare Gillian Erskine-Murray

  IRN CGE01003

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
• Clare Mary MacDonald

  IRN CMM01136

  • CF21 Investment Adviser (2 Sep 2005 to 7 Jul 2006)

No changes recorded yet.