Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000
  • Complaints Contact

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 5 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
    • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bridget Betty Harris

    IRN BXH00070

    • [FCA CF] Manager of certification employee (1 Jan 2024 to 18 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2024)
  • Britt Mayers

    IRN BXM00472

    • [FCA CF] Client dealing (since 23 Sep 2024)
  • Brogan Harris

    IRN BXH00194

    • [FCA CF] Manager of certification employee (since 30 Dec 2025)
    • [FCA CF] Client dealing (since 30 Sep 2021)
  • Bryony Nelson

    IRN BXN00022

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2020)
  • Calib Paterson

    IRN CXP00711

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Callum Kerr

    IRN CXK00122

    • [FCA CF] Client dealing (since 9 Aug 2021)
  • Calum Finlayson

    IRN CXF00049

    • [FCA CF] Client dealing (since 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • Calum Gordon

    IRN CXG00455

    • [FCA CF] Client dealing (since 15 Jan 2024)
    • [FCA CF] Client dealing (31 Jul 2023 to 30 Nov 2023)
  • Calum Holt

    IRN CXH00133

    • [FCA CF] Manager of certification employee (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Cameron Taylor

    IRN CXT00252

    • [FCA CF] Client dealing (since 30 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

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