Date authorised
1 April 2013
Companies House
SC069524
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000
  • Complaints Contact

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sonia Larissa Kowal

    IRN SLK01015

    • CF27 Investment Management (2 Jan 2002 to 7 May 2005)
  • Spencer Adair

    IRN SFA01014

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (28 Apr 2003 to 31 Oct 2007)
  • Stephanie Abigail Fraser

    IRN SAI01012

    • CF30 Customer (6 Aug 2008 to 16 Feb 2009)
  • Stephen John Rodger

    IRN SJR01120

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Stephen Paice

    IRN SGP01083

    • CF30 Customer (15 Sep 2008 to 16 Feb 2009)
  • Stephen Roger Pashley

    IRN SRP01121

    • SMF2 Chief Finance (since 12 Jun 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF4 Chief Risk (9 Dec 2019 to 18 Sep 2023)
    • CF28 Systems and controls (7 Jan 2013 to 8 Dec 2019)
  • Steven Lee Bedwell

    IRN SLB01132

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF26 Customer Trading (5 Oct 2007 to 31 Oct 2007)
  • Steven McIntosh Hay

    IRN SMH01081

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (26 Jul 2004 to 31 Oct 2007)
  • Stuart Dunbar

    IRN SXD01400

    • [FCA CF] Material risk taker (1 May 2022 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (1 May 2022 to 11 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (30 May 2003 to 31 Oct 2007)
  • Stuart Lindsay Riddell

    IRN SLR01025

    • CF30 Customer (2 Oct 2008 to 16 Feb 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.