AXM ALTERNATIVE INVESTMENTS LTD

• Principal Place of Business

  11 Albemarle Street

  3rd Floor

  London

  W1S 4HH

  UNITED KINGDOM

  Phone

  +4402071394217

  Web

  http://axiom-ai.com

• Complaints Contact

  11 Albemarle Street

  3rd Floor

  London

  W1S 4HH

  UNITED KINGDOM

  Phone

  +442071394217

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonio Carmine Roman

  IRN ACR01139

  • [FCA CF] Client dealing (since 6 Feb 2023)
• Dale Emery

  IRN DRE01050

  • SMF16 Compliance Oversight (11 Apr 2022 to 29 Jul 2022)
• David BenAmou

  IRN DXB02273

  • [FCA CF] Client dealing (since 2 Jan 2023)
  • SMF3 Executive Director (since 11 Apr 2022)
  • SMF1 Chief Executive (since 11 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2022 to 10 Sep 2025)
• Gerald Francis Devlin

  IRN GFD01013

  • [FCA CF] Client dealing (2 Jan 2023 to 31 Mar 2024)
• Hammad Waqar Khan

  IRN HWK01007

  • [FCA CF] Client dealing (since 26 Mar 2026)
• Karim Djenadi

  IRN KXD00339

  • SMF16 Compliance Oversight (20 Sep 2024 to 24 Jan 2025)
• Laurent Ghouzi

  IRN LXG01156

  • CF30 Customer (since 20 Feb 2023)
  • CF1 Director (AR) (since 20 Feb 2023)
• Laurent Julien Zmiro

  IRN LJZ00001

  • CF30 Customer (since 20 Feb 2023)
  • CF1 Director (AR) (since 20 Feb 2023)
• Mark Edward Simon Donnelly

  IRN MXD84223

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2025)
  • SMF16 Compliance Oversight (since 23 Dec 2025)
• Mathieu Gael Bernard

  IRN MXB01627

  • SMF3 Executive Director (since 18 Aug 2025)
  • [FCA CF] Client dealing (since 3 Jan 2025)

• The Merchant Club UK Limited

  FRN 812643 · Appointed 17 Feb 2023

No changes recorded yet.