Date authorised
13 July 2017
Companies House
08702952
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442078773800
  • Complaints Contact

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442070508399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Sophocleous

    IRN HXS37169

    • SMF16 Compliance Oversight (since 9 Feb 2026)
  • Hema Ley

    IRN HXL00202

    • SMF18 Other Overall Responsibility (30 May 2024 to 16 Jul 2025)
  • James Anthony Mollett

    IRN JAM01492

    • SMF2 Chief Finance (since 25 Sep 2020)
  • Jane Warren

    IRN JXW02592

    • CF1 Director (13 Jul 2017 to 16 Mar 2018)
  • Janke Wilson

    IRN JXW01162

    • SMF16 Compliance Oversight (20 Mar 2025 to 27 Jan 2026)
  • Joanne Lawrence

    IRN JXL00839

    • [FCA CF] Significant management (since 3 Sep 2024)
  • John Greig French

    IRN JGF01064

    • SMF5 Head of Internal Audit (since 10 Dec 2018)
    • SIMF5 Head of Internal Audit Function (13 Jul 2017 to 9 Dec 2018)
  • John Owen

    IRN JXO25962

    • SMF1 Chief Executive (since 13 Feb 2024)
    • [FCA CF] Significant management (13 Sep 2019 to 13 Feb 2024)
  • Jonathan Gray

    IRN JXG00401

    • [FCA CF] Significant management (11 Feb 2021 to 30 Jun 2022)
  • Keith Featonby

    IRN KXF00186

    • SMF18 Other Overall Responsibility (since 28 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.