Axi Financial Services (UK) Limited

• Principal Place of Business

  Axi Financial Services (UK) Ltd

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442038572000

  Web

  https://www.axi.com/uk

• Complaints Contact

  1 Finsbury Market

  London

  EC2A 2BN

  UNITED KINGDOM

  Phone

  +442035449646

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Kieran David Pickles

  IRN MKP01064

  • CF30 Customer (23 Feb 2015 to 28 Feb 2019)
• Matthew Kirkham

  IRN MXK02590

  • CF1 Director (AR) (9 Sep 2015 to 16 Sep 2016)
• Mayssoun Habra

  IRN MXH01998

  • CF2 Non Executive Director (15 Sep 2016 to 30 Sep 2018)
• Michael Edwards

  IRN MXE00115

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 31 Jan 2022)
• Michael James Dugdale

  IRN MJD01370

  • CF30 Customer (15 Jul 2009 to 26 Jul 2010)
• Nabeel Abdulrahman Basaddiq

  IRN NAB01145

  • CF2 Non Executive Director (26 Oct 2010 to 12 May 2017)
• Nelito Oliveira

  IRN OXN01023

  • CF30 Customer (28 Jul 2015 to 13 Jun 2016)
• Nour Hanna Halteh

  IRN NHH01020

  • CF30 Customer (27 Oct 2009 to 30 Nov 2010)
• Osman Nasir Zaman

  IRN ONZ01000

  • CF30 Customer (8 Sep 2014 to 18 Nov 2014)
• Paul Kiff

  IRN PJK01078

  • [FCA CF] Client dealing (since 22 Feb 2022)

• City Investment Advisors Ltd (no longer appointed)

  FRN 500381 · Appointed 1 May 2009 · Until 2 Jun 2009

• Citypoint Trading Limited (no longer appointed)

  FRN 489781 · Appointed 6 Oct 2008 · Until 8 Feb 2011

• Azurite Markets Consultancy Ltd (no longer appointed)

  FRN 486371 · Appointed 21 Jul 2008 · Until 1 Oct 2008

No changes recorded yet.