AXA UK Group Pension Scheme Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
20 Gracechurch StreetLondonCity Of LondonEC3V 0BGUNITED KINGDOM- Phone
- +447779863619
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Complaints Contact
20 Gracechurch StreetLondonCity Of LondonEC3V 0BGUNITED KINGDOM- Phone
- +447779863619
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anne de Clermont
IRN AXD01042
- SMF1 Chief Executive (since 25 Apr 2025)
- SMF3 Executive Director (since 25 Apr 2025)
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Boris Van Tranqui
IRN BVT01005
- [FCA CF] Significant management (since 23 Feb 2024)
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David Alan Smith
IRN DAS01377
- SMF3 Executive Director (5 Dec 2023 to 5 Feb 2025)
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Guillaume Tissot
IRN GXT19435
- SMF3 Executive Director (since 5 Dec 2023)
- SMF1 Chief Executive (5 Dec 2023 to 25 Apr 2025)
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Henri Nicolas Marie Teyssendier de la Serve
IRN HXT00217
- SMF9 Chair of the Governing Body (since 1 Sep 2025)
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Jacqueline Ann Cowden
IRN JXC57321
- SMF16 Compliance Oversight (since 13 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2026)
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Martha Lotte Phillips
IRN MXP00133
- [FCA CF] Significant management (since 10 Feb 2025)
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Roland Jean Andre Moquet
IRN RXM76841
- SMF9 Chair of the Governing Body (5 Dec 2023 to 31 Aug 2025)
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Shradha Patel
IRN SXP00814
- SMF16 Compliance Oversight (5 Dec 2023 to 13 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Dec 2023 to 13 Feb 2026)
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Sofiane Ournidi
IRN SXO00025
- [FCA CF] Significant management (since 5 Feb 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.