AXA Insurance UK Plc

Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
    Web
    https://www.axa.co.uk

  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Walter Watts

    IRN DWW01051

    • CF2 Non Executive Director (21 Aug 2002 to 9 Jun 2004)
  • David Williams

    IRN DJW01276

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2021)
    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF18 Significant Mgt (Insurance Underwriting) (25 Jul 2003 to 9 Jul 2004)
    • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
  • David Winton Watt Torrance

    IRN DWT01029

    • CF1 Director (1 Dec 2001 to 8 Jan 2002)
  • Dean Witherington

    IRN DXW00490

    • [FCA CF] Significant management (17 Jun 2022 to 31 Dec 2024)
  • Deborah Ann Howard

    IRN DXR00237

    • [FCA CF] Significant management (since 19 Jan 2024)
  • Debra Jane Davies

    IRN DXD57334

    • SMF12 Chair of the Remuneration Committee (since 11 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 12 Dec 2018)
  • Deepak Soni

    IRN DXS57340

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 16 Aug 2024)
  • Dene Michael Smith

    IRN DMS01274

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Denis Duverne

    IRN DXD00037

    • CF1 Director (1 Dec 2001 to 22 Jan 2016)
  • Dennis Greasby

    IRN DXG00053

    • [FCA CF] Significant management (1 Jul 2020 to 15 Mar 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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