AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Neale James Vickery

  IRN NJV01017

  • CF1 Director (AR) (15 Sep 2006 to 9 Nov 2009)
• Neil Scott Mercier

  IRN NSM01054

  • [FCA CF] Significant management (1 Oct 2019 to 6 Sep 2021)
  • CF29 Significant management (5 Jan 2009 to 28 Feb 2011)
• Nelly Margaretha Mooij

  IRN NMM01058

  • [FCA CF] Significant management (1 Oct 2019 to 1 Jan 2021)
• Nicholas Anthony Kidd

  IRN NAK01036

  • CF29 Significant management (16 Jun 2010 to 15 Mar 2011)
• Nicholas David Goold

  IRN NDG01032

  • CF1 Director (AR) (18 Dec 2008 to 29 Nov 2011)
• Nicholas James Turner

  IRN NJT01091

  • CF29 Significant management (11 Apr 2012 to 31 Aug 2012)
• Nicholas Richard Antony Kitchen

  IRN NXK00234

  • [FCA CF] Significant management (since 1 Dec 2022)
• Nicholas Watson

  IRN NJW01183

  • [FCA CF] Manager of certification employee (1 Oct 2019 to 13 May 2021)
• Nicholas Winston Longman

  IRN NWL01011

  • CF1 Director (AR) (29 Nov 2011 to 19 Mar 2013)
• Nicola Green

  IRN NXG01347

  • CF29 Significant management (10 Jun 2013 to 21 Sep 2015)

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