Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert White

    IRN RXW00213

    • SMF16 Compliance Oversight (3 Jul 2023 to 12 Aug 2025)
  • Robin Pagden

    IRN RXP57316

    • [FCA CF] Significant management (1 Oct 2019 to 31 Dec 2025)
  • Rodney Michael Alderton

    IRN RMA01093

    • CF29 Significant management (4 Aug 2011 to 31 Dec 2012)
    • CF1 Director (29 Mar 2011 to 4 Aug 2011)
  • Roland Jean Andre Moquet

    IRN RXM76841

    • SMF2 Chief Finance (21 Apr 2020 to 31 Aug 2025)
  • Rosalyn Susan Wilton

    IRN RSW00009

    • CF2 Non Executive Director (8 Jun 2012 to 27 Aug 2015)
  • Roy Watkinson

    IRN RXW01251

    • CF29 Significant management (1 Nov 2007 to 16 Feb 2011)
    • CF1 Director (30 Mar 2005 to 9 Jan 2006)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Oct 2007)
  • Russell Whitehouse

    IRN RXW01650

    • CF28 Systems and controls (28 Nov 2012 to 31 Dec 2015)
  • Ryan Anthony Birbeck

    IRN RXB00570

    • [FCA CF] Significant management (18 Nov 2021 to 9 May 2022)
  • Sabina Kravcak

    IRN SXK00310

    • [FCA CF] Significant management (17 Mar 2021 to 1 Dec 2023)
  • Sally Elizabeth Pain

    IRN SXP01061

    • [FCA CF] Significant management (20 Feb 2025 to 21 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.