Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Goswamy

    IRN PXG01673

    • SMF20 Chief Actuary (10 Dec 2018 to 28 Jun 2019)
    • SIMF20 Chief Actuary Function (27 Jun 2016 to 9 Dec 2018)
    • CF28 Systems and controls (23 Aug 2013 to 6 Mar 2016)
  • Paul James Evans

    IRN PXE01077

    • SIMF9 Chairman (7 Mar 2016 to 6 Sep 2016)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 6 Sep 2016)
    • CF2 Non Executive Director (1 Oct 2010 to 6 Mar 2016)
    • CF1 Director (20 Dec 2001 to 12 Jun 2003)
  • Paul Michael Bridge

    IRN PMB01127

    • CF1 Director (18 Oct 2002 to 18 Aug 2005)
  • Paul Ralph Tombs

    IRN PXT00076

    • [FCA CF] Manager of certification employee (since 9 Jun 2025)
    • [FCA CF] Significant management (since 24 Jun 2024)
  • Paul Richmond

    IRN PXR01788

    • CF28 Systems and controls (17 Nov 2015 to 31 Dec 2015)
  • Paul Wouldham

    IRN PXW00465

    • [FCA CF] Significant management (since 1 Mar 2025)
  • Peter Frank Hazell

    IRN PFH01042

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Dec 2021)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (13 May 2013 to 6 Mar 2016)
  • Peter John Hubbard

    IRN PJH01249

    • CF1 Director (AR) (19 Jan 2005 to 2 Jan 2007)
    • CF1 Director (28 Jan 2002 to 11 Apr 2008)
    • CF8 Apportionment and Oversight (28 Jan 2002 to 11 Apr 2008)
    • CF3 Chief Executive (28 Jan 2002 to 11 Apr 2008)
  • Peter Lawrence Burrows

    IRN PLB01038

    • CF2 Non Executive Director (15 Sep 2011 to 29 May 2014)
  • Philip Llewellyn

    IRN PXL01580

    • CF1 Director (AR) (11 Sep 2013 to 29 Jan 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.