Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Hague

    IRN KXH01414

    • CF1 Director (AR) (27 Mar 2007 to 3 Jun 2008)
  • Kevin Morris Sinclair

    IRN KXS01232

    • CF1 Director (22 Oct 2003 to 28 Jan 2005)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Jan 2003)
  • Kevin Murray

    IRN KXM01720

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Mar 2017)
    • CF1 Director (25 Feb 2011 to 6 Mar 2016)
  • Kim Elizabeth Clemo

    IRN KEC01021

    • CF1 Director (AR) (21 Jun 2005 to 2 Jan 2007)
    • CF1 Director (9 Aug 2004 to 2 Apr 2007)
  • Kirsty Diane Walker

    IRN KDW01041

    • CF29 Significant management (17 Jan 2013 to 31 Dec 2015)
  • Konstantinos Stergiou

    IRN KXS00572

    • [FCA CF] Significant management (since 2 Feb 2023)
  • Laurent Matras

    IRN LXM01185

    • SMF23 Chief Underwriting Officer (1 Oct 2019 to 4 Nov 2020)
    • CF29 Significant management (17 Jul 2017 to 9 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 17 Jul 2017)
    • CF1 Director (AR) (24 Jan 2005 to 22 Jan 2008)
    • CF1 Director (11 May 2004 to 22 Jan 2008)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 24 Jun 2004)
  • Lee Gladwell

    IRN LXG01088

    • CF1 Director (1 Dec 2001 to 6 May 2003)
  • Louis Joseph Rudd

    IRN LJR01053

    • [FCA CF] Significant management (since 1 Jun 2025)
  • Louise Harriet Isaacs

    IRN LXI00006

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
    • [FCA CF] Significant management (since 21 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AXA Services Ltd (no longer appointed)

    FRN 417514 · Appointed 14 Jan 2005 · Until 2 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.