AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• David Walter Watts

  IRN DWW01051

  • CF2 Non Executive Director (21 Aug 2002 to 9 Jun 2004)
• David Williams

  IRN DJW01276

  • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2021)
  • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
  • CF18 Significant Mgt (Insurance Underwriting) (25 Jul 2003 to 9 Jul 2004)
  • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 31 Oct 2007)
• David Winton Watt Torrance

  IRN DWT01029

  • CF1 Director (1 Dec 2001 to 8 Jan 2002)
• Dean Witherington

  IRN DXW00490

  • [FCA CF] Significant management (17 Jun 2022 to 31 Dec 2024)
• Deborah Ann Howard

  IRN DXR00237

  • [FCA CF] Significant management (since 19 Jan 2024)
• Debra Jane Davies

  IRN DXD57334

  • SMF12 Chair of the Remuneration Committee (since 11 Apr 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 12 Dec 2018)
• Deepak Soni

  IRN DXS57340

  • [FCA CF] Manager of certification employee (1 Oct 2019 to 16 Aug 2024)
• Dene Michael Smith

  IRN DMS01274

  • [FCA CF] Significant management (since 1 Jul 2024)
• Denis Duverne

  IRN DXD00037

  • CF1 Director (1 Dec 2001 to 22 Jan 2016)
• Dennis Greasby

  IRN DXG00053

  • [FCA CF] Significant management (1 Jul 2020 to 15 Mar 2022)

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No changes recorded yet.