AXA Insurance UK Plc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Axa20 Gracechurch StreetLondonCity Of LondonEC3V 0BGUNITED KINGDOM- Phone
- +442079205000
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Complaints Contact
Brooke Lawrance HouseCivic DriveIpswichSuffolkIP1 2ANUNITED KINGDOM- Phone
- +448000150980
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Debt Collection
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Consumer Loans
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Loan Servicing
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Tracy Page
IRN TXP57317
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
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Ursula Anne Wyman
IRN UXW00008
- SMF18 Other Overall Responsibility (since 3 Oct 2022)
- [FCA CF] Significant management (since 19 Jan 2022)
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Victoria Clare Joshi
IRN VXJ00032
- [FCA CF] Significant management (10 Jun 2021 to 20 Feb 2025)
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Victoria Elli Georgalakis
IRN VEH01012
- CF29 Significant management (18 Oct 2011 to 22 Mar 2013)
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Vikram Chatrath
IRN VXC57320
- [PRA CF] Key function holder (10 Dec 2018 to 18 Nov 2022)
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Waqar Ahmed
IRN WXA57322
- [FCA CF] Significant management (1 Dec 2019 to 31 Jan 2022)
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Waseem Ullah Malik
IRN WUM01000
- SMF18 Other Overall Responsibility (25 Apr 2019 to 29 Nov 2021)
- CF1 Director (1 Apr 2018 to 9 Dec 2018)
- SIMF2 Chief Finance Function (7 Mar 2016 to 1 Apr 2018)
- CF1 Director (AR) (22 Jun 2015 to 16 May 2018)
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Yves Masson
IRN YXM01074
- CF1 Director (27 Feb 2013 to 5 Dec 2015)
- CF3 Chief Executive (27 Feb 2013 to 5 Dec 2015)
- CF8 Apportionment and Oversight (27 Feb 2013 to 5 Dec 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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T.P.M. Marketing & Consulting Ltd (no longer appointed)
FRN 451089 · Appointed 19 Mar 2007 · Until 3 Dec 2008
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AXA PPP Healthcare Group Limited (no longer appointed)
FRN 407453 · Appointed 26 Sep 2006 · Until 24 Mar 2022
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The Forum of Private Business Limited by Guarantee (no longer appointed)
FRN 194188 · Appointed 28 Feb 2006 · Until 31 May 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.