AXA Insurance UK Plc

• Principal Place of Business

  Axa

  20 Gracechurch Street

  London

  City Of London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +442079205000

  Web

  https://www.axa.co.uk

• Complaints Contact

  Brooke Lawrance House

  Civic Drive

  Ipswich

  Suffolk

  IP1 2AN

  UNITED KINGDOM

  Phone

  +448000150980

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Collection

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Shubhanjali Gupta

  IRN SXG00892

  • [FCA CF] Significant management (since 26 Feb 2025)
• Simon Arthur Howard

  IRN SXH00967

  • [PRA CF] Key function holder (since 13 Sep 2021)
  • [FCA CF] Manager of certification employee (12 Jul 2024 to 21 Jan 2025)
• Simon Baker

  IRN SXB57325

  • [FCA CF] Significant management (1 Oct 2019 to 31 Aug 2024)
• Simon Buckley

  IRN SXB00134

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Apr 2025)
• Sofiane Ournidi

  IRN SXO00025

  • [PRA CF] Key function holder (since 21 Nov 2022)
  • [FCA CF] Significant management (1 Aug 2020 to 21 Nov 2022)
• Sonia Wolsey-Cooper

  IRN SMW01131

  • CF1 Director (7 May 2010 to 13 Sep 2010)
• Sophie Isabelle Resplandy Bernard

  IRN SIR01019

  • CF2 Non Executive Director (22 Feb 2012 to 1 Mar 2012)
• Stephen Douglas Offord

  IRN SDO01014

  • CF1 Director (AR) (24 Mar 2005 to 31 Oct 2006)
• Stephen Evenden

  IRN SXE01360

  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 31 Dec 2016)
  • CF28 Systems and controls (21 Jan 2013 to 6 Mar 2016)
• Stephen Kearns

  IRN SXK00090

  • [FCA CF] Significant management (1 Jul 2020 to 31 May 2021)

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No changes recorded yet.