Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ranjit Singh

    IRN RXS02431

    • SMF10 Chair of the Risk Committee (since 4 May 2023)
  • Rebecca Michele McLean

    IRN RXM10965

    • [FCA CF] Significant management (since 24 Apr 2023)
  • Rebecca Natalie Pullen

    IRN RXP00578

    • [FCA CF] Significant management (29 Jan 2024 to 31 Jan 2025)
  • Rhys Moore

    IRN RXM57354

    • [FCA CF] Significant management (1 Nov 2020 to 31 Mar 2022)
  • Richard Bretton

    IRN RXB57329

    • [FCA CF] Significant management (1 Oct 2019 to 8 Jan 2021)
  • Richard Denzil Coombe

    IRN RDC01119

    • CF1 Director (29 Mar 2011 to 20 Nov 2012)
  • Robert Becker

    IRN RXB57327

    • SMF7 Group Entity Senior Manager (since 10 Nov 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Jul 2019)
  • Robert Charles William Organ

    IRN RCO01017

    • CF1 Director (15 Jul 2013 to 22 Apr 2015)
    • CF1 Director (AR) (17 May 2013 to 22 Apr 2015)
  • Robert Graham Dench

    IRN RGD01025

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Dec 2016)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 31 Dec 2016)
    • CF2 Non Executive Director (1 Nov 2004 to 6 Mar 2016)
  • Robert Michael Corner

    IRN RXC91739

    • [FCA CF] Significant management (30 Jan 2023 to 4 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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