Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Marie Morris

    IRN JXM01146

    • [FCA CF] Significant management (since 27 Jul 2022)
  • Joanne Michelle Lloyd

    IRN JXL00457

    • [FCA CF] Significant management (since 13 Dec 2021)
  • Joanne Sykes

    IRN JXH57345

    • [FCA CF] Manager of certification employee (31 Aug 2023 to 26 Dec 2023)
    • [FCA CF] Significant management (1 Oct 2019 to 9 Jul 2021)
  • Joel Christopher Andrew Markham

    IRN JXM04272

    • [FCA CF] Significant management (since 27 Mar 2025)
  • John Barnetson Anderson

    IRN IXA01064

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
  • John Dacey

    IRN JXD57333

    • [FCA CF] Significant management (1 Oct 2019 to 19 May 2021)
  • John Keith Hilson

    IRN JXH03247

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Significant management (since 1 Jul 2025)
  • John Patrick Brady

    IRN JPB01260

    • CF1 Director (AR) (11 Feb 2010 to 24 Feb 2015)
  • John Patrick O'Neill

    IRN JXO01124

    • CF1 Director (10 Mar 2003 to 4 Dec 2015)
  • John Porteous

    IRN JXP00906

    • [FCA CF] Manager of certification employee (20 Feb 2024 to 14 Jun 2024)
    • [FCA CF] Significant management (16 Jan 2024 to 14 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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