Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Lhomond

    IRN EXL01214

    • CF29 Significant management (10 Jan 2011 to 1 Nov 2014)
  • Evan Craig Waks

    IRN ECW01020

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 2 Aug 2019)
    • SMF4 Chief Risk (10 Dec 2018 to 2 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (13 Jun 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (28 Mar 2013 to 6 Mar 2016)
    • CF1 Director (13 Apr 2011 to 17 May 2013)
  • Fabrice Marcel Rene Brossart

    IRN FMB01015

    • CF29 Significant management (1 Nov 2007 to 26 Nov 2010)
    • CF18 Significant Mgt (Insurance Underwriting) (24 Jun 2003 to 31 Oct 2007)
  • Faran Johnson

    IRN FXJ01022

    • CF1 Director (26 Aug 2003 to 1 Jul 2004)
  • Fergus John MacKie

    IRN FJM01046

    • CF28 Systems and controls (1 Nov 2007 to 20 Jun 2008)
    • CF13 Finance (30 May 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (30 May 2006 to 31 Oct 2007)
  • Francois De Meneval

    IRN FXD01123

    • CF2 Non Executive Director (14 Jul 2011 to 30 May 2012)
    • CF1 Director (14 Dec 2004 to 14 Jul 2011)
  • Francois Xavier Quilici

    IRN FXQ01000

    • CF1 Director (9 May 2002 to 29 Oct 2003)
  • Francois-Xavier Bernard Boisseau

    IRN FXB01088

    • CF1 Director (7 Jun 2002 to 7 Apr 2003)
  • Fraser Ellacott

    IRN FXE01109

    • CF1 Director (AR) (17 Dec 2014 to 30 Jun 2016)
  • Gabriele Mirjam Bamberger

    IRN GXB00387

    • SMF7 Group Entity Senior Manager (4 Nov 2022 to 12 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.