Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dennis Holt

    IRN DXH01391

    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF1 Director (1 Dec 2001 to 30 Jun 2006)
  • Dianne Foong Lin Chua

    IRN DXC06138

    • SMF20 Chief Actuary (since 4 Jun 2021)
  • Donald Hood Brydon

    IRN DHB01030

    • CF2 Non Executive Director (27 Nov 2003 to 20 Mar 2007)
  • Donald Wilson Bircham

    IRN DWB01143

    • CF1 Director (AR) (15 Dec 2011 to 24 Feb 2015)
  • Douglas Barnett

    IRN DXB57326

    • [FCA CF] Significant management (1 Oct 2019 to 31 Dec 2025)
  • Edward Michael Dutton

    IRN EMD01030

    • CF29 Significant management (1 Nov 2007 to 5 Mar 2010)
    • CF18 Significant Mgt (Insurance Underwriting) (10 Feb 2005 to 31 Oct 2007)
  • Emily Elizabeth Coupland

    IRN EXC00343

    • [FCA CF] Manager of certification employee (3 Jul 2025 to 29 Aug 2025)
  • Emily Midwood

    IRN EXM00349

    • [FCA CF] Significant management (1 May 2022 to 29 Dec 2023)
  • Emma Harvey

    IRN EXH81208

    • [FCA CF] Significant management (since 1 Apr 2020)
  • Emma Lisa Burrows

    IRN EXB43231

    • SMF20 Chief Actuary (13 Jul 2020 to 28 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.