Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Ashfield

    IRN MXA57324

    • [FCA CF] Significant management (1 Oct 2019 to 1 Jan 2021)
  • Martin Creasey

    IRN MXC00841

    • [FCA CF] Significant management (since 10 Oct 2022)
  • Martin Vanderwal

    IRN MXV00018

    • [FCA CF] Significant management (1 Oct 2020 to 1 Jul 2021)
  • Martin William Kilshaw

    IRN MXK00765

    • [FCA CF] Significant management (24 Jan 2024 to 29 Nov 2024)
  • Matthew Anthony Field

    IRN MXF20037

    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
    • [FCA CF] Significant management (since 25 Jan 2024)
  • Matthew John Briggs

    IRN MXB04374

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Matthew Lawrence Potashnick

    IRN MLP01046

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 10 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (22 May 2017 to 9 Dec 2018)
    • CF29 Significant management (10 Jun 2013 to 22 May 2017)
  • Matthew Reed

    IRN MXR01773

    • CF29 Significant management (12 Aug 2011 to 1 Jul 2014)
  • Matthew Robert Chaplin

    IRN MXC00889

    • SMF18 Other Overall Responsibility (since 23 Dec 2024)
    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • [PRA CF] Key function holder (since 1 Sep 2024)
    • [FCA CF] Significant management (since 14 Dec 2022)
  • Matthieu Frédéric Marie Andre

    IRN MXA14467

    • SMF7 Group Entity Senior Manager (1 Aug 2019 to 8 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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