Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gwenael Jean-Pierre Fourre

    IRN GXF00222

    • [FCA CF] Manager of certification employee (12 Apr 2024 to 28 May 2024)
    • [FCA CF] Significant management (12 Apr 2024 to 28 May 2024)
  • Gwenaël Jean-Pierre Fourré

    IRN GXF00218

    • SMF24 Chief Operations (since 29 May 2024)
  • Helen Caron

    IRN HXC01285

    • CF1 Director (AR) (12 Oct 2012 to 28 Sep 2018)
  • Henri Nicolas Marie Teyssendier de la Serve

    IRN HXT00217

    • SMF2 Chief Finance (since 1 Sep 2025)
  • Henry De Courtois

    IRN HXD01218

    • CF29 Significant management (20 Mar 2013 to 17 Apr 2015)
  • Howard Michael Posner

    IRN HMP01007

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Jan 2020)
    • SIMF9 Chairman (27 Jan 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (9 Jul 2015 to 6 Mar 2016)
  • Iain Cameron Watt

    IRN ICW01014

    • CF1 Director (20 May 2002 to 29 Oct 2003)
  • Iain Hedley Le Couteur

    IRN IXL00052

    • [FCA CF] Significant management (7 Jun 2021 to 1 Jul 2024)
  • Ian Brimecome

    IRN IXB01100

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 12 Dec 2017)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 12 Dec 2017)
    • CF2 Non Executive Director (4 Jun 2007 to 6 Mar 2016)
  • Ian Charles Hall

    IRN ICH01030

    • CF1 Director (AR) (since 20 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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