Date authorised
1 April 2013
Companies House
00078950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axa
    20 Gracechurch Street
    London
    City Of London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442079205000
  • Complaints Contact

    Brooke Lawrance House
    Civic Drive
    Ipswich
    Suffolk
    IP1 2AN
    UNITED KINGDOM
    Phone
    +448000150980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Collection

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Howell

    IRN GXH01656

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 28 Feb 2019)
    • SIMF22 Chief Underwriting Officer Function (16 Apr 2018 to 9 Dec 2018)
    • CF29 Significant management (18 Mar 2013 to 6 Mar 2016)
  • Gary Robert Baker Stott

    IRN GRS01124

    • CF1 Director (8 Aug 2008 to 9 Dec 2010)
    • CF29 Significant management (1 Nov 2007 to 8 Aug 2008)
    • CF18 Significant Mgt (Insurance Underwriting) (17 Jan 2007 to 31 Oct 2007)
  • Gerald Harlin

    IRN GXH01379

    • CF2 Non Executive Director (29 Oct 2003 to 2 Sep 2011)
  • Gerard Walls

    IRN GXW00199

    • [FCA CF] Significant management (12 Apr 2021 to 7 Oct 2022)
  • Gerry Donnachie

    IRN GXD57336

    • [FCA CF] Significant management (since 1 Oct 2019)
  • Giacomo Gigantiello

    IRN GXG01282

    • SMF7 Group Entity Senior Manager (13 Oct 2020 to 28 Jun 2022)
  • Gregor Elrick

    IRN GXE57342

    • [FCA CF] Significant management (1 Oct 2019 to 9 May 2020)
  • Guillaume Tissot

    IRN GXT19435

    • [PRA CF] Key function holder (since 1 Jan 2025)
    • SMF18 Other Overall Responsibility (26 Oct 2019 to 31 Dec 2024)
  • Gurinder Kaur Aulakh

    IRN GXA00253

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Guy Stouls

    IRN GXS01576

    • CF29 Significant management (1 Nov 2007 to 6 Aug 2008)
    • CF1 Director (4 Jan 2006 to 6 Aug 2008)
    • CF18 Significant Mgt (Insurance Underwriting) (4 Jan 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.